Unclaimed Property
Wolverton Securities Ltd. makes reasonable effort to locate owners of unclaimed property. Wolverton will use reasonable efforts to locate a client for six months. Reasonable efforts include one or more of (i) using on-line resources to locate the client; (ii) reviewing other Wolverton accounts related or connected to the client that may have different contact particulars; and/or (iii) attempting to contact the client by telephone and e-mail at the clients last known telephone or e-mail address, as applicable. If the client has not been located within 12 months , the property will be designated as unclaimed.
Wolverton Securities Ltd. must be satisfied of any claimant's identity and entitlement to any funds prior to releasing such funds. Therefore, all claims must be submitted to Wolverton Securities Ltd. in writing and any claimant must provide at least two pieces of identification, at least one of which is photo ID. Such documentation must establish the name, signature and date of birth of the claimant. Proof of Social Insurance Number must also be obtained. All claimants will be requested to provide an adequate description of the account's operation, including but not limited to, the date the account was opened, the type of account, the approximate value of account and trading activity, all of which will be reviewed against the account's history. All claimants must complete an indemnity agreement prior to release of funds to such claimant.
If you believe you are an owner or a beneficiary of unclaimed property held at Wolverton Securities Ltd., please send inquiries or claims in writing to:
Wolverton Securities Ltd.
Attention:
Compliance Department- Unclaimed Property
1700-777 Dunsmuir Street
Vancouver, BC
V7Y 1J5
